🟦 FINRA Announces 2025 Exam Schedule UpdatesKey dates, new policies, and what candidates need to know. The Financial Industry Regulatory Authority (FINRA) has officially released its 2025 exam schedule updates, affecting candidates preparing for the SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 66, and other qualification exams. If you’re planning […]
FINRA Clarifies Rule Interpretation Questions on Series 24 📘 FINRA Exam Mastery – Navigate Rule Interpretations with Confidence🌐 https://finra-exam-mastery.com/ 🔍 Understanding Rule Interpretations on the Series 24 Exam The Series 24 exam, also known as the General Securities Principal Qualification Examination, assesses a candidate’s ability to supervise and manage branch activities, including compliance with FINRA […]
📘 Financial Sales Roles for Series 6 Licensed Professionals The Series 6 license qualifies individuals to sell mutual funds, variable annuities, unit investment trusts (UITs), and other packaged securities to individual investors. It’s an essential certification for sales professionals in the financial services industry, especially those focusing on retail investment products. Below are some of […]
📝 FINRA Expands Testing Center Access Nationwide in 2025📍 Posted on https://finra-exam-mastery.com In 2025, the Financial Industry Regulatory Authority (FINRA) has taken significant steps to enhance accessibility for candidates preparing for licensing exams. Recognizing the importance of convenient testing locations, FINRA has expanded its network of testing centers across the United States.advisorhub.com 🏢 Enhanced Accessibility […]
🟦 Exemptions from the Securities Act of 1933 – Series 7 Exam In preparation for the Series 7 exam, it’s essential to understand the exemptions under the Securities Act of 1933. These exemptions allow certain securities and transactions to bypass the Act’s registration requirements, facilitating capital formation while maintaining investor protection. 📌 Exempt Securities Certain […]
🧾 Federal and State Taxation, AMT, Cost Basis – Series 7 Exam The Series 7 exam includes multiple questions on taxation rules, especially as they apply to investments. Topics like federal and state tax treatment, the alternative minimum tax (AMT), and cost basis calculations are important for understanding suitability, reporting, and tax efficiency — all […]
📊 Financial Ratios and Corporate Analysis – Series 7 Exam GuideUnderstand the Numbers Behind the Business For anyone preparing for the Series 7 Exam, mastering financial ratios and corporate analysis is essential. This topic helps candidates evaluate company performance, risk, and investment suitability—all skills needed to advise clients effectively. 📘 Why It Matters on the […]
⚖️ Ethical Business Practices – Series 7 Exam The Series 7 exam, administered by FINRA, assesses not only product knowledge and regulatory compliance — it places strong emphasis on ethical business practices. These rules ensure that registered representatives act in clients’ best interests and uphold the integrity of the securities industry. Here’s what you need […]
Exam Fees Updated for 2025: What You Need to Know📘 FINRA Exam Mastery – Budget Smart. Prepare Right.🌐 https://finra-exam-mastery.com/ 💰 Understanding 2025 FINRA and NASAA Exam FeesIf you’re planning to register for any FINRA or NASAA licensing exams in 2025, it’s important to know the updated exam fees. These costs apply whether you’re taking the […]
📏 Exam Lengths Reviewed Across All FINRA Licenses Whether you’re preparing for the SIE, Series 6, Series 7, or one of the principal-level exams like the Series 24, understanding the length and structure of each FINRA exam is critical for effective planning. This guide reviews the exam length, number of questions, and time limits across […]