Module 7: Issuing Securities
This course covers the essential processes and regulations involved in the issuance of securities, providing the knowledge required to understand how companies raise capital through equity and debt offerings.
- Public Offerings: Learn the steps involved in initial public offerings (IPOs) and follow-on offerings, including underwriting, registration, and regulatory compliance.
- Private Placements: Explore the mechanisms and advantages of issuing securities through private placements, focusing on the exemptions from public registration.
- Regulatory Framework: Understand the legal and regulatory requirements governing the issuance of securities, including SEC regulations and FINRA rules.
This course is ideal for professionals looking to deepen their understanding of the securities issuance process and its importance in corporate finance and capital markets.
Model 7: Issuing Securities focuses on the process of bringing new securities to market, a key area of the Series 7 Exam. Learn about regulatory fr...
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