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FINRA Exam > Series 24 > Series 24 – Module 7: Handling Customer Complaints, Disputes, and Reporting Requirements

Series 24 – Module 7: Handling Customer Complaints, Disputes, and Reporting Requirements

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Series 24
Series 24 – Module 7: Handling Customer Complaints, Disputes, and Reporting Requirements
Members only

Series 24 – Module 7: Handling Customer Complaints, Disputes, and Reporting Requirements
This module covers the vital rules and regulations established by the SEC and SROs, essential for financial professionals. You'll learn about broke...
Beginner
5 hours
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