Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More

FINRA Exam > Series 27 > Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More

Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More

Series 27

Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More

Members only

'FINRA Exam Mastery'

Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More

This module covers the vital rules and regulations established by the SEC and SROs, essential for financial professionals. You'll learn about broke...

Beginner

5 hours

Preview this course

Add to Wishlist

Membership

Login/Sign Up

Search

Menu

Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More

Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More

Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More