Search
English
Login
Register
Mon - Sat 8.00 - 18.00
1010 Moon ave, New York, NY US
+1 212-226-3126
English
Courses
User Account
Membership Plans
Learning levels
Blog
About Us
Contact Us
More
FAQ
Options indicators
Podcast
Refund Policy
Category
Series 3
Series 3 – Module 1: Introduction to Futures and Commodities Markets
Series 3 – Module 10: Regulatory Environment – CFTC, NFA, and Compliance
Series 3 – Module 11: Ethics, Anti-Fraud Rules, and Reporting Requirements
Series 3 – Module 12: Final Review and Practice Exam
Series 3 – Module 2: Understanding Futures Contracts
Series 3 – Module 3: Hedging with Futures Contracts
Series 3 – Module 4: Speculating with Futures Contracts
Series 3 – Module 5: Options on Futures – Basics
Series 3 – Module 6: Options Strategies in Futures Markets
Series 3 – Module 7: Margin Requirements and Calculations
Series 3 – Module 8: Market Orders, Limit Orders, and Stop Orders
Series 3 – Module 9: Fundamental and Technical Analysis for Futures
Series 6
Series 6 – Step 1: Introduction to Investment Companies
Series 6 – Step 10: Overview of Regulatory Bodies and Laws
Series 6 – Step 11: Customer Transactions and Privacy Rules
Series 6 – Step 12: Final Review and Practice Exam
Series 6 – Step 2: Understanding Mutual Funds and UITs
Series 6 – Step 3: Variable Life Insurance and Annuities
Series 6 – Step 4: Securities Products and Market Basics
Series 6 – Step 5: Retirement Plans and Education Accounts
Series 6 – Step 6: Client Accounts and Ownership Types
Series 6 – Step 7: Ethical Sales Practices and Conduct Rules
Series 6 – Step 8: Public Communications and Advertising Rules
Series 6 – Step 9: Suitability, Recommendations, and Client Needs
Series 7 Exam
Function 1
Function 2
Function 3
Function 4
Module 1: Equity Securities
Module 10: Investment Products
Module 11: Retirement Plans
Module 12: Variable Annuities
Module 13: Direct Participation Programs
Module 14: Economics and Analysis
Module 15: Ethics, Recommendations, and Taxation
Module 16: US Government and State Rules and Regulations
Module 17: Other SEC and SRO Rules and Regulations
Module 2: Debt Securities
Module 3: Municipal Securities
Module 4: Options
Module 5: Customer Accounts
Module 6: Margin Accounts
Module 7: Issuing Securities
Module 8: Trading Securities
Module 9: Brokerage Services
Series 9
Series 9 – Module 1: Introduction to Options Supervision
Series 9 – Module 10: Ethics, Reporting Violations, and Best Practices
Series 9 – Module 11: Advanced Options Scenarios and Supervision
Series 9 – Module 12: Final Review and Practice Exam
Series 9 – Module 2: Customer Accounts and Options Account Approvals
Series 9 – Module 3: Options Trading Strategies Overview
Series 9 – Module 4: Supervision of Options Communications
Series 9 – Module 5: Margin Requirements for Options Accounts
Series 9 – Module 6: Handling Options Complaints and Disputes
Series 9 – Module 7: Supervision of Options Orders and Execution
Series 9 – Module 8: Option Position Limits and Exercise Limits
Series 9 – Module 9: Regulatory Framework – CBOE, FINRA, SEC Rules
SIE
SIE – Step 1: Introduction to the Securities Industry
SIE – Step 10: Prohibited Activities and Penalties
SIE – Step 11: Review of Key Laws – Securities Act of 1933, 1934, 1940, and Others
SIE – Step 12: Final Comprehensive Review and Practice Exam
SIE – Step 2: Understanding Types of Products and Investments
SIE – Step 3: Markets, Offerings, and Trading Basics
SIE – Step 4: Economic Factors and Financial Concepts
SIE – Step 5: Customer Accounts and Basic Client Interactions
SIE – Step 6: Overview of Regulatory Framework – SEC, FINRA, MSRB, and Others
SIE – Step 7: Business Conduct Rules and Ethical Responsibilities
SIE – Step 8: Anti-Money Laundering, Privacy, and Information Security
SIE – Step 9: Understanding Risks, Returns, and Investment Suitability
{{ search }}
Log in
Sign up
Login/Sign Up
Courses
Favorites
0
Search
Category
Series 3
Series 3 – Module 1: Introduction to Futures and Commodities Markets
Series 3 – Module 10: Regulatory Environment – CFTC, NFA, and Compliance
Series 3 – Module 11: Ethics, Anti-Fraud Rules, and Reporting Requirements
Series 3 – Module 12: Final Review and Practice Exam
Series 3 – Module 2: Understanding Futures Contracts
Series 3 – Module 3: Hedging with Futures Contracts
Series 3 – Module 4: Speculating with Futures Contracts
Series 3 – Module 5: Options on Futures – Basics
Series 3 – Module 6: Options Strategies in Futures Markets
Series 3 – Module 7: Margin Requirements and Calculations
Series 3 – Module 8: Market Orders, Limit Orders, and Stop Orders
Series 3 – Module 9: Fundamental and Technical Analysis for Futures
Series 6
Series 6 – Step 1: Introduction to Investment Companies
Series 6 – Step 10: Overview of Regulatory Bodies and Laws
Series 6 – Step 11: Customer Transactions and Privacy Rules
Series 6 – Step 12: Final Review and Practice Exam
Series 6 – Step 2: Understanding Mutual Funds and UITs
Series 6 – Step 3: Variable Life Insurance and Annuities
Series 6 – Step 4: Securities Products and Market Basics
Series 6 – Step 5: Retirement Plans and Education Accounts
Series 6 – Step 6: Client Accounts and Ownership Types
Series 6 – Step 7: Ethical Sales Practices and Conduct Rules
Series 6 – Step 8: Public Communications and Advertising Rules
Series 6 – Step 9: Suitability, Recommendations, and Client Needs
Series 7 Exam
Function 1
Function 2
Function 3
Function 4
Module 1: Equity Securities
Module 10: Investment Products
Module 11: Retirement Plans
Module 12: Variable Annuities
Module 13: Direct Participation Programs
Module 14: Economics and Analysis
Module 15: Ethics, Recommendations, and Taxation
Module 16: US Government and State Rules and Regulations
Module 17: Other SEC and SRO Rules and Regulations
Module 2: Debt Securities
Module 3: Municipal Securities
Module 4: Options
Module 5: Customer Accounts
Module 6: Margin Accounts
Module 7: Issuing Securities
Module 8: Trading Securities
Module 9: Brokerage Services
Series 9
Series 9 – Module 1: Introduction to Options Supervision
Series 9 – Module 10: Ethics, Reporting Violations, and Best Practices
Series 9 – Module 11: Advanced Options Scenarios and Supervision
Series 9 – Module 12: Final Review and Practice Exam
Series 9 – Module 2: Customer Accounts and Options Account Approvals
Series 9 – Module 3: Options Trading Strategies Overview
Series 9 – Module 4: Supervision of Options Communications
Series 9 – Module 5: Margin Requirements for Options Accounts
Series 9 – Module 6: Handling Options Complaints and Disputes
Series 9 – Module 7: Supervision of Options Orders and Execution
Series 9 – Module 8: Option Position Limits and Exercise Limits
Series 9 – Module 9: Regulatory Framework – CBOE, FINRA, SEC Rules
SIE
SIE – Step 1: Introduction to the Securities Industry
SIE – Step 10: Prohibited Activities and Penalties
SIE – Step 11: Review of Key Laws – Securities Act of 1933, 1934, 1940, and Others
SIE – Step 12: Final Comprehensive Review and Practice Exam
SIE – Step 2: Understanding Types of Products and Investments
SIE – Step 3: Markets, Offerings, and Trading Basics
SIE – Step 4: Economic Factors and Financial Concepts
SIE – Step 5: Customer Accounts and Basic Client Interactions
SIE – Step 6: Overview of Regulatory Framework – SEC, FINRA, MSRB, and Others
SIE – Step 7: Business Conduct Rules and Ethical Responsibilities
SIE – Step 8: Anti-Money Laundering, Privacy, and Information Security
SIE – Step 9: Understanding Risks, Returns, and Investment Suitability
{{ search }}
Menu
Courses
User Account
Membership Plans
Learning levels
Blog
About Us
Contact Us
More
FAQ
Options indicators
Podcast
Refund Policy
Have a question?
Send enquiry
Message sent
Close
FINRA Exam
>
Series 3
>
Series 3 – Module 7: Margin Requirements and Calculations
Series 3 – Module 7: Margin Requirements and Calculations
Series 3
Series 3 – Module 7: Margin Requirements and Calculations
Members only
'FINRA Exam Mastery'
Series 3 – Module 7: Margin Requirements and Calculations
This module covers the vital rules and regulations established by the SEC and SROs, essential for financial professionals. You'll learn about broke...
Beginner
5 hours
Preview this course
Add to Wishlist
Membership
Load more
Sign In
The password must have a minimum of 8 characters of numbers and letters, contain at least 1 capital letter
I want to sign up as instructor
I agree with storage and handling of my data by this website.
Privacy Policy
Remember me
Sign In
Sign Up
Restore password
Send reset link
Password reset link sent
to your email
Close
Your application is sent
We'll send you an email as soon as your application is approved.
Go to Profile
No account?
Sign Up
Sign In
Lost Password?
Skip to content
Open toolbar
Accessibility Tools
Accessibility Tools
Increase Text
Increase Text
Decrease Text
Decrease Text
Grayscale
Grayscale
High Contrast
High Contrast
Negative Contrast
Negative Contrast
Light Background
Light Background
Links Underline
Links Underline
Readable Font
Readable Font
Reset
Reset
Sitemap
Sitemap
Help
Help