Finance

🟦 What Topics Are Covered on the Series 6 Exam? The Series 6 license, also called the Investment Company and Variable Contracts Products Representative Exam, is ideal for professionals who want to sell mutual funds, variable annuities, and insurance products. It’s often taken by those starting in the financial services industry in a limited-scope sales […]

🧾 What Topics Are Covered on the Series 63 Exam?📘 Mastering the Essentials of State Securities Regulation The Series 63 exam, officially known as the Uniform Securities Agent State Law Exam, is designed to qualify individuals to solicit the sale of securities within a state. It’s focused on state laws, rules, and ethical practices, and […]

📘 What Topics Are Covered on the Series 7 Exam? The Series 7 exam, also known as the General Securities Representative Exam, is one of the most comprehensive FINRA licensing exams. It qualifies you to buy, sell, and solicit nearly all types of securities—making it a must-have for anyone pursuing a full-service investment career. Here’s […]

📘 What Topics Are Covered on the SIE Exam? The Securities Industry Essentials (SIE) Exam is the first step toward becoming a licensed financial professional. It tests your foundational knowledge of the securities industry, and passing it is required before taking more specialized FINRA exams like the Series 6, 7, or 65. Let’s explore exactly […]

📘 What Topics Are on the Series 65 Exam? The Series 65 Exam—also called the Uniform Investment Adviser Law Examination—tests the knowledge needed to act as an Investment Adviser Representative (IAR). It includes a wide range of topics that assess your ability to provide investment advice, analyze portfolios, and comply with regulations. 🧠 Exam Structure […]

📘 What Topics Are Covered on the Series 24 Exam? The Series 24 exam, also known as the General Securities Principal Qualification Exam, qualifies individuals to supervise and manage the activities of registered representatives at a broker-dealer. It’s designed for professionals taking on supervisory or managerial roles in a firm—and it covers a wide range […]

🟦 What to Expect on Series 7 Exam Day The Series 7 exam—formally the General Securities Representative Qualification Exam—is a comprehensive test that allows candidates to sell a broad range of securities. On exam day, being prepared for the logistics and testing environment is just as important as mastering the material. Here’s what to expect […]

🧾 What to Expect on SIE Exam Day🎓 Your Step-by-Step Guide to a Smooth Testing Experience The Securities Industry Essentials (SIE) Exam is your first step toward a career in the financial industry. Knowing what to expect on exam day can help reduce stress and improve your performance. Here’s a clear breakdown of what the […]

📅 What to Prioritize in a 90-Day FINRA Study Plan Planning to take a FINRA exam like Series 6, Series 7, Series 63, or Series 65 within 90 days? That’s a solid timeline — if you manage it right. Here’s how to structure your time and what to prioritize in a 3-month study plan to […]

💬 What to Say to Employers After Failing a FINRA Exam Failing a FINRA exam—like the Series 7, 65, or 24—can be disappointing, but it’s not the end of your professional journey. How you communicate with your employer afterward says a lot about your professionalism, resilience, and commitment to improvement. Here’s how to frame your […]