🧑‍💼 Who Needs the Series 66 License?📘 Understanding the Purpose and Value of Series 66 for Investment Professionals The Series 66 license, officially known as the Uniform Combined State Law Examination, is a key credential for investment professionals who wish to become both securities agents and investment adviser representatives (IARs). But who actually needs this […]

📉 Why Series 24 Has One of the Lowest Pass Rates If you’ve been researching FINRA exams, you may have noticed that the Series 24 exam consistently ranks as one of the most difficult to pass. The low pass rate isn’t a fluke—it’s a reflection of the depth, scope, and complexity of the material covered […]

😴 Why Sleep Is Critical for Retention and Exam Success – Series 7 Exam Studying hard is essential to pass the Series 7 Exam, but one of the most overlooked success factors is also one of the simplest: sleep. While it’s tempting to sacrifice rest for another late-night review session, science shows that adequate sleep […]

Why the SEC Cares About Disclosure and Transparency📊 Full Disclosure Is the Foundation of Fair MarketsThe U.S. Securities and Exchange Commission (SEC) was created with one core mission: to protect investors and ensure the integrity of the financial markets. At the heart of this mission is a deep commitment to disclosure and transparency. But why […]

💼 Working as an Investment Adviser with Series 65 If you’re aiming to become a professional investment adviser, obtaining the Series 65 license is an essential step. This certification allows you to provide financial advice and portfolio management services legally — even without being affiliated with a broker-dealer. It’s the gateway to building a career […]