🧾 Series 7 and 66 vs Series 6 and 63: Which Combo Wins?📘 Choosing the Right Licensing Combo for Your Career Path in Finance When it comes to pursuing a career in securities sales and financial advisory, passing the right combination of exams is crucial. For those entering the financial services industry, two popular combos […]
🧾 Series 66 vs CFP: Which One Should You Choose?📘 Comparing the Series 66 and CFP Credentials: Which Is Right for You? When deciding between the Series 66 and the Certified Financial Planner (CFP) certification, it’s important to understand the differences in focus, requirements, and career opportunities. Both are valuable credentials in the financial services […]
🧾 Series 66 vs RIA Registration: How They Relate📘 Understanding the Connection Between the Series 66 Exam and RIA Registration The Series 66 exam and RIA (Registered Investment Adviser) registration are both integral parts of the process for financial professionals who wish to provide investment advice for a fee. Understanding how these two elements relate […]
🧾 Series 66 vs. Series 63 and 65: Key Differences🎓 Understanding the Distinct Licensing Exams in the Securities Industry The Series 66, Series 63, and Series 65 exams are designed to qualify professionals for specific roles in the securities and investment advisory industries. While they share some similarities, each exam has its own focus and […]
📘 Series 66 vs Series 7: Do You Need Both? If you’re aiming to become a licensed financial professional, you’ve likely encountered both the Series 7 and Series 66 exams. While they serve different purposes, many professionals end up needing both to fully serve their clients. Here’s how they compare—and when you’ll need each. 💼 […]
🧾 Series 66 vs. Series 65: Which Covers More Topics?📘 A Comparison of Topics Covered in the Series 66 and Series 65 Exams The Series 66 and Series 65 exams are both designed for individuals who wish to provide investment advice and work as Investment Adviser Representatives (IARs), but there are key differences in the […]
🧾 Series 66 Study Plan: 2-Week and 4-Week Strategies📘 A Tailored Study Plan to Help You Ace the Series 66 Exam The Series 66 exam is designed for individuals looking to become Investment Adviser Representatives (IARs) and securities agents. It combines content from the Series 63 (state securities laws) and Series 65 (investment adviser law) […]
🧾 Series 66 Suitability Rules Cheat Sheet📘 A Quick Reference for Suitability Rules in the Series 66 Exam In the Series 66 exam, suitability rules are critical for ensuring that financial professionals make recommendations that align with their clients’ investment goals, risk tolerance, and financial situation. Here’s a cheat sheet to help you quickly review […]
🧾 Series 66 Test Day – A Complete Guide📘 Everything You Need to Know for a Successful Series 66 Exam Day The Series 66 exam is a crucial licensing test for those looking to become Investment Adviser Representatives (IARs) and Securities Agents. The exam covers a broad range of financial topics and is essential for […]
📘 Series 66 Vocabulary You Need to Know To succeed on the Series 66 exam, candidates must master a wide range of regulatory, financial, and legal terminology. This vocabulary is not just for memorization—it forms the foundation of real-world applications in investment advisory and securities law. Below is a list of essential terms you’re expected […]