Series 6 – Top Resources for a RetakePublished on finra-exam-mastery.com 🔁 Retaking the Series 6 Exam? Use the Right Tools This TimeA failed attempt at the Series 6 exam doesn’t define your career—it’s a signal to refine your strategy and upgrade your resources. Here are the most effective tools and materials to help you bounce […]
🔁 Series 6 – What to Review Before Your Next Attempt Didn’t pass the Series 6 Exam on your first try? You’re not alone—and the key to success on your next attempt is reviewing the right areas, not just starting over from scratch. Use this focused guide to identify weak points, rebuild confidence, and turn […]
🆚 Series 24 vs Series 26: Which One Should You Take? If you’re planning to take on a supervisory role in the financial industry, choosing between the Series 24 and Series 26 exams is a key career decision. While both are supervisory-level licenses, they serve very different functions and are designed for different professional tracks. […]
🏛️ Series 24 vs Series 7: What’s the Difference? If you’re working in the financial services industry, you’ve likely heard of both the Series 7 and Series 24 exams. While both are FINRA licenses, they serve very different purposes. Understanding the distinction is crucial whether you’re launching a career as a registered representative or moving […]
🧑💼 Series 24 vs Series 9/10: Principal-Level Exams Compared If you’re advancing into a supervisory or principal role in a FINRA-member firm, you’ll need the appropriate license. Two of the most common principal-level paths are the Series 24 (General Securities Principal) and the Series 9/10 (General Securities Sales Supervisor). While both qualify you to supervise, […]
🆚 Series 26 vs Series 24: Which Supervisory Exam to Take? If you’re advancing your career in financial services and looking to take on a supervisory role, choosing between the Series 26 and Series 24 can significantly impact your licensing path. While both exams qualify individuals for supervisory positions, they apply to different business models […]
🔄 Series 6 – Resetting Your Study Routine How to Regain Focus, Energy, and Results Before Exam Day Stuck in a study rut? If your Series 6 prep feels unproductive, repetitive, or overwhelming, it’s time to reset your approach. A strategic reboot can restore your focus, improve retention, and boost your confidence. Here’s how to […]
🧾 Series 24 Supervision Guidelines Chart📘 Essential Oversight Responsibilities for Registered Principals The Series 24 exam qualifies individuals to supervise broker-dealer personnel and activities. To pass the exam and perform the role effectively, you must understand who supervises what, reporting lines, and recordkeeping requirements. Below is a streamlined Supervision Guidelines Chart to help you remember […]
The Series 24 exam, officially known as the General Securities Principal Qualification Examination, is administered by FINRA to assess the competency of individuals seeking to supervise or manage investment banking or securities business activities. While there hasn’t been a recent memo specifically clarifying testing guidelines for the Series 24 exam, it’s important to stay informed […]
🧾 Series 24 Underestimating Ethics-Based Questions📘 Why Ethics Can Make or Break Your Series 24 Exam Performance Many candidates walking into the Series 24 (General Securities Principal Exam) focus heavily on supervision of trading, market making, and regulatory frameworks—only to be caught off guard by the volume and nuance of ethics-based questions. Here’s why ethics […]