📚 Series 24 Vocabulary You Must Know The Series 24 exam, also called the General Securities Principal Qualification Exam, requires a strong grasp of supervisory concepts and compliance terminology. To pass, you must be fluent in FINRA rules, registration procedures, disciplinary actions, and operational responsibilities. Below is a list of must-know vocabulary terms you’re likely […]
🧾 Series 24 vs Series 26: Compliance and Supervision📘 Which Supervisory License Is Right for Your Financial Services Career? If you’re pursuing a leadership role in a broker-dealer, understanding the difference between the Series 24 and Series 26 licenses is crucial. Both are FINRA supervisory exams, but they prepare you for very different responsibilities in […]
🧾 Series 24 Student Experience – Test Day Insights📘 What It’s Really Like to Sit for the General Securities Principal Exam If you’re planning to take the Series 24 exam, you’re preparing to become a General Securities Principal—a key leadership role within a broker-dealer. It’s a big step, and knowing what to expect on exam […]
🧾 Series 24 Study Guide – Free Download📘 Your Essential Guide to the FINRA Series 24 Principal Exam The Series 24 exam—also known as the General Securities Principal Qualification Exam—qualifies individuals to supervise and manage branch activities, including trading, underwriting, advertising, and compliance. Whether you’re preparing now or exploring your options, this free downloadable guide […]
🧾 Series 24 Study Plan: 4-Week and 6-Week Options📘 Structured Plans to Pass the Series 24 Exam with Confidence The Series 24 (General Securities Principal Exam) is a management-level FINRA exam that requires deep knowledge of supervision, compliance, and operations in a broker-dealer environment. Whether you have limited time (4 weeks) or want a paced […]
🧾 Series 24 Simulation – Rule Violations📘 Test Your Knowledge of Supervision, Ethics, and Regulatory Responsibilities The Series 24 exam (General Securities Principal Exam) qualifies individuals to supervise and manage investment banking, trading, and brokerage operations. One of the most heavily tested areas is the identification and management of rule violations. Below is a mini […]
🧾 Series 24 Story – Lessons Learned from My Exam📘 How I Passed the Series 24 on the Second Try and What I’d Do Differently The Series 24, also known as the General Securities Principal Exam, is one of the most challenging FINRA exams. It tests your ability to supervise and manage broker-dealer operations, enforce […]
📢 Series 24 Rule Coverage to Expand in Q3 2025 The Series 24 Exam, officially known as the General Securities Principal Qualification Examination, is set to undergo significant updates in Q3 2025. These changes aim to align the exam content with evolving regulatory priorities and industry practices, ensuring that candidates are well-equipped to oversee a […]
📜 Series 24 Rule-Focused Practice Exam The Series 24 exam—also known as the General Securities Principal Qualification Exam—is designed to test your ability to supervise and manage broker-dealer activities. A large portion of the exam focuses on rules, regulations, and compliance procedures. This rule-focused practice exam will help you prepare for that exact challenge. 📘 […]
🧾 Series 24 Rulebook Summary – Downloadable Chart📘 Quick-Reference Breakdown of FINRA Rules for the Series 24 Exam The Series 24 exam—also known as the General Securities Principal Qualification Exam—requires mastery of FINRA rules across a broad range of supervisory functions. Below is a summarized Series 24 Rulebook Chart designed for quick reference and final […]