🧾 Nonmarketable Government Securities – Series 7 Exam📘 What You Must Know About Nonmarketable U.S. Securities for the Series 7 Test Understanding nonmarketable government securities is important for the Series 7 exam, especially when distinguishing between marketable and nonmarketable debt instruments issued by the U.S. government. Here’s a concise, exam-focused guide to help you master […]

🏛️ NYSE and Market Mechanics – Series 7 Exam Core Concepts You Must Know for Exam Day The New York Stock Exchange (NYSE) is the world’s largest and most iconic securities exchange. For the Series 7 exam, you must understand how the NYSE operates, who the key participants are, and how trades are processed. Here’s […]

🧾 New Ethics Questions Added to Series 63 Exam📘 What Candidates Need to Know About the Latest Changes The Series 63 exam—officially known as the Uniform Securities Agent State Law Exam—has always placed a strong emphasis on ethics, fair practice, and investor protection. Recently, new ethics-focused questions have been added to the exam, making it […]

​As of April 2025, there have been no recent announcements regarding changes to the passing score for the Series 6 exam. The Financial Industry Regulatory Authority (FINRA) maintains the passing score at 70%, requiring candidates to answer at least 35 out of 50 scored questions correctly. This standard has been in place since the exam’s […]

🆕 New Question Types Piloted in Series 66 Exam The Series 66 exam is evolving. NASAA, the organization that designs the test, has started piloting new question formats to better assess candidates’ understanding of investment laws, ethics, and advisory strategies. If you’re preparing for the exam, it’s important to know what these new formats look […]

​As of April 2025, the eligibility requirements for the Series 66 exam remain consistent with previous standards. Here’s a comprehensive overview to guide your preparation:​ ✅ Series 66 Exam Eligibility Requirements (2025) The Series 66, officially known as the Uniform Combined State Law Examination, is administered by the Financial Industry Regulatory Authority (FINRA) on behalf […]

​As of April 2025, the Series 7 exam—the General Securities Representative Qualification Examination—has not undergone significant structural changes. However, FINRA continuously updates the exam content to reflect current regulations, industry trends, and emerging risks. Here’s what you need to know:​FINRA+2FINRA+2finalis.com+2 🔄 Ongoing Content Updates FINRA regularly reviews and updates the Series 7 exam to ensure […]

🧾 New Accounts and Documentation – Series 7 Exam📘 Key Rules You Must Know About Opening Client Accounts Opening new accounts correctly is a major part of the Series 7 exam. Knowing what information is required, what documentation must be obtained, and when updates are needed is crucial both for compliance and for passing the […]

🧾 Municipal Trading and Taxation – Series 7 Exam📘 Essential Guide to Munis for the Series 7 Exam Understanding municipal securities—how they trade and their unique tax treatment—is a critical part of the Series 7 exam. Municipal bonds (“munis”) are debt securities issued by states, cities, and other local government entities. Here’s a structured review […]

🧾 Mutual Funds – Features, Pricing, Distributions – Series 7 Exam📘 Essential Concepts You Must Know About Mutual Funds for the Series 7 Exam Mutual funds are a core investment product tested on the Series 7 exam, and understanding their features, pricing mechanisms, and distribution practices is crucial. Here’s a clean and focused breakdown that […]