Have a question?
Send enquiry
Message sent Close
FINRA Exam > Series 7 Exam > Function 1 > Series 7 Exam: Function 1

Series 7 Exam: Function 1

Module 1 covers the critical fundamentals of equity securities, including common and preferred stocks, rights, warrants, and REITs. You’ll learn stock valuation, shareholder rights, and market mechanics. This course prepares you for the Series 7 Exam by providing essential knowledge for making informed investment decisions.

Teacher
'FINRA Exam Mastery'
558,554 students enrolled

What You’ll Learn

  • Understanding Equity and Debt: Explore the core differences between equity and debt, emphasizing the role of equity in capital markets.
  • Common Stock Basics: Learn about common stock values, ownership rights, stock splits, and the associated benefits and risks.
  • Preferred Stock Characteristics: Study the unique features of preferred stocks, including their categories, dividends, and investor suitability.
  • Return on Investment: Master how dividends contribute to ROI, impacting investment decisions and client advisories..
  • Transferability of Ownership: Understand the procedures and features of transferable securities, ensuring efficient and lawful trading.
  • Tracking Equity Securities: Learn about tracking exchange-listed and OTC stocks, including the role of dividend departments.
  • Rights and Warrants: Comprehend the characteristics of rights and warrants, essential for navigating market opportunities.
  • American Depositary Receipts (ADRs) and REITs: Discover the role of ADRs and REITs in global investment strategies and portfolio diversification
Start this course

Series 7 Exam Preparation Course: Understanding Equity Securities
Module 1: Equity Securities

Course Overview:
Dive into the fundamentals of equity securities with this essential module for the Series 7 Exam. Our comprehensive course will guide you through the intricacies of stocks, dividends, REITs, rights, and warrants, helping you build a strong foundation in equity securities. Learn to analyze stock values, understand shareholder rights, and navigate market mechanics to enhance your knowledge and client advisory skills.

What You Will Learn:

  1. Equity Securities Basics:
    Understand the different types of equity securities, including common and preferred stocks, and their characteristics.
  2. Stock Valuation:
    Learn methods for determining the value of common and preferred stocks, including market forces and company performance.
  3. Dividends and Returns:
    Explore how dividends are paid, calculated, and their impact on investment returns and portfolio management.
  4. Shareholder Rights:
    Master the rights associated with stock ownership, including voting rights, rights issues, and stock splits.
  5. American Depositary Receipts (ADRs):
    Gain insights into ADRs, their role in international investing, and how they impact U.S. markets.
  6. Real Estate Investment Trusts (REITs):
    Understand REITs, their types, benefits, and the role they play in a diversified portfolio.
  7. Rights and Warrants:
    Learn about the characteristics and strategic uses of stock rights and warrants in financial markets.
  8. Market Operations:
    Analyze how stocks are traded on various platforms, including exchange-listed and over-the-counter stocks.

Course Features:

  • Detailed Lessons:
    In-depth video lessons explaining every aspect of equity securities.
  • Real-World Applications:
    Practical examples and case studies that help you understand equity securities in a market context.
  • Interactive Learning:
    Interactive exercises and quizzes to test your knowledge and reinforce learning.
  • Practice Exams:
    Mock tests designed to mimic the Series 7 Exam format, complete with answer explanations.

Why Choose Our Course?

  • Comprehensive Content: Covers every aspect of equity securities needed for the Series 7 Exam.
  • Expert Guidance: Learn from seasoned professionals with deep experience in financial markets.
  • Flexible Access: Study at your own pace, anytime, anywhere.
  • Proven Track Record: Join thousands of students who have successfully passed their Series 7 Exam with our course.

Enroll Now:
Don’t miss your chance to excel in the Series 7 Exam. Join our membership course today for $490 and gain lifetime access to all materials and updates. Prepare with confidence, guided by Finra Exam Mastery, and achieve your goal of becoming a FINRA-certified General Securities Representative!

Best regards,
Finra Exam Mastery

Module 1.1: Overview of Client Acquisition

Module 1.2: Contacting Customers

Options trading is a financial derivative strategy where traders buy or sell contracts that give them the right, but not the obligation, to buy or sell an underlying asset at a predetermined price within a specified time frame.
This course is designed for beginners who are new to options trading and want to learn the fundamentals. It's also suitable for investors looking to diversify their portfolios and traders seeking to expand their knowledge of financial markets.
No prior experience in trading is required. This course starts from the basics and gradually builds up your understanding of options trading concepts and strategies.
You will learn essential concepts such as options contracts, terminology, basic trading strategies, risk management techniques, and practical application exercises to confidently trade options.
The course is delivered entirely online through our learning platform. You will have access to recorded lectures, course materials, quizzes, assignments, and discussion forums. Live interactive sessions with expert instructors are also scheduled.
The course duration is [X weeks/months]. It is designed to be self-paced, allowing you to study at your own convenience. Live sessions are typically held once or twice a week.
You will have access to comprehensive course materials, including lecture notes, video recordings, reading materials, and additional resources. You'll also be able to interact with instructors and fellow participants through discussion forums.
Yes, upon successful completion of the course requirements, including quizzes, assignments, and participation, you will receive a certificate of completion.
Yes, we offer a 3-day money-back guarantee if you are not satisfied with the course. Please refer to our refund policy for more details.
To enroll in the course, simply visit our website [Course Website Link] and follow the registration instructions

Notice: Online Course Announcement

We are pleased to announce the launch of our new online course: "Mastering the Basics of Options Trading."

Course Overview: This comprehensive course is designed for beginners who want to gain a solid understanding of options trading. Participants will learn essential concepts, terminology, and strategies to confidently navigate the world of options markets. The course covers topics such as options contracts, basic trading strategies, risk management techniques, and practical application exercises.

Course Details:

  • Title: Mastering the Basics of Options Trading
  •  
  • Format: Fully online, accessible from anywhere
  • Instructor-led: Live interactive sessions with expert instructors
  • Self-paced: Access to recorded lectures and course materials at your convenience
  • Resources: Course materials, quizzes, assignments, and discussion forums provided through our online learning platform

Registration: Registration for the course is now open. To enroll, please visit Options-America or contact for assistance.

Limited Seats Available: Please note that seats are limited, so early registration is recommended to secure your spot.

Who Should Attend:

  • Individuals new to options trading
  • Investors seeking to diversify their portfolio
  • Traders looking to enhance their knowledge and skills in options markets

Benefits of the Course:

  • Gain a solid understanding of options trading fundamentals
  • Learn practical strategies for trading options in various market conditions
  • Interact with expert instructors and fellow participants in live sessions
  • Access course materials and resources to support your learning journey

Further Information: For detailed course information, including the syllabus, instructor bios, and registration instructions, please visit Options-America.

Don't miss this opportunity to kickstart your journey into options trading from the comfort of your own home! We look forward to welcoming you to the course.

Best regards, Options-America

Get course
1

Includes

5 hours
6 lectures
Subscribers only
All devices

Archive

Series 7 Exam: Function 1
Get Course
Skip to content